Guidelines  ·  2026-06-29

Reserve Bank of India Draft Guidance on Regulatory Principles for Model Risk Management 2026 — AI/ML Kill-Switch and Board Accountability Mandates

GuidelinesHigh impactIndia
On 24 June 2026, the Reserve Bank of India released its draft 'Guidance on Regulatory Principles for Model Risk Management, 2026', open for public comment until 24 July 2026. This is India's first comprehensive regulatory framework governing AI/ML model risk across the entire Indian financial sector. Key requirements: Board-approved Model Risk Management Framework (MRMF) mandatory for all regulated entities; three-lines-of-defence architecture (model owners / independent validation unit / internal audit); risk-based tiering of all models including AI/ML, vendor, and spreadsheet-based tools; comprehensive model inventory mandatory (covering credit scorecards, fraud detection, AML engines, GenAI/LLM tools, vendor AI); independent validation mandatory for all models including third-party/vendor AI regardless of vendor certification; AI-specific requirements including explainability thresholds, bias and data-drift monitoring, hallucination safeguards, and human oversight; mandatory 'kill-switch' capability allowing immediate suspension/override/rollback of any AI/ML model; customer-facing AI must disclose AI use and offer human escalation; 10-year archival of decommissioned model documentation.
This draft makes India the latest major economy to require board-level governance and hard operational controls (kill-switch, independent validation, human oversight) over AI/ML systems in finance — joining the EU AI Act, DORA, and US SR 11-7 in the global convergence on AI model governance. The kill-switch requirement is the most operationally specific AI safety mandate seen from a major central bank. The scope is exceptionally broad: banks, NBFCs, payment banks, co-operative banks, all-India financial institutions, ARCs, and credit information companies — encompassing the entirety of India's regulated financial sector.
Submit comments to RBI by 24 July 2026; establish or audit Board-level MRMF governance; build comprehensive model inventory including all AI/ML and vendor models; implement or audit kill-switch capability for all AI-driven decision models; review third-party AI vendor contracts for validation rights, audit access, and performance SLAs; develop explainability and bias monitoring controls for AI models.
Sources
Reserve Bank of India — Draft Guidance on Regulatory Principles for Model Risk Management, 2026 (RBI official)Reuters — RBI proposes guidelines for banks to manage AI risks (24 June 2026)Economic Times BFSI — RBI proposes AI governance framework for banks, mandates human oversight
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